What is Financial Planning?
The Coalition defines financial planning as the process of advising
individuals and families across a range of personal finance topics
in addition to investment advice. It is unregulated as a
profession, resulting in major gaps in current laws. We believe a
"financial planner" should be recognized as distinct from sales
persons – and held to corresponding competence and ethical
standards similar to those required of a CPA, doctor or lawyer.
Individuals should not be able to call themselves a "financial
planner" without proper oversight and regulation.