FPC in the News
5.23.13, Reuters
Fiduciary rule, long postponed, faces more delays, lobbying
6.6.12, Financial Planning
To SRO or Not to SRO? That is the Question
6.5.12, Financial Planning
An Industry Divided: House Panel Set to Weigh Bill on SRO for Advisers
5.10.12, Financial Planning
Group Disputes FINRA's SRO Cost Estimates; FINRA Calls Findings Amusing
5.10.12, Financial Advisor
Advisor Groups Renew Challenge of FINRA's SRO Cost Estimates
5.7.12, IA Watch
Battle Over SRO Bill Shifts to the Hill, Divide Deepens Over Cost Estimates
5.1.12, International Financial Law Review
U.S. Investment Advisers React to Self-Regulator Proposal
4.29.12, InvestmentNews.com
Bipartisan Support for SRO in Question
4.27.12, Financial Adviser
FINRA SRO Cost Estimate Disputed
4.27.12, International Adviser
U.S. Financial Planners' Group Says 'Make Do' Better than 'New' Regs
4.26.12, InvestmentNews.com
FINRA, Planners Slug it Out Over Adviser SRO Cost
4.26.12, Accounting Today
Bill Would Toughen Oversight of Investment Advisers
4.26.12, RIA Biz
Avoiding FINRA Oversight May Depend on Talking Sense to an Options-Trading House Republican
4.26.12, Financial-Planning.com
FINRA Estimates Dramatically Lower Costs to Run an SRO
4.25.12, Financial-Planning.com
Potential Cost of SRO Bill to Advisers' Wallets: $51,700
4.25.12, Financial-Planning.com
Industry Weighs in On Bachus-McCarthy Proposal
4.25.12, InvestmentNews.com
Bachus Bill Backs SRO for RIAs- and it could be FINRA
4.25.12, Financial Advisor
House Bill Introduced to Create SROs for Advisers
4.25.12, AdvisorOne.com
Bachus, McCarthy Introduce SRO Redraft
4.25.12, Financial-Planning.com
Bill Introduced to Clear Way for FINRA to Become Industry SRO
4.25.12, RegisterdRep.com
Long Awaited SRO Legislation Stirs the Pot
4.18.12, U.S. News & World Report
The Fiduciary Debate: Should You Care?
4.13.12, Financial-Planning.com
Bachus May Soon Present Bill Opening Door for FINRA to Regulate Advisers
4.5.12, LifeHealthPro
Pressure Mounts to Apply Fiduciary Duty to All Broker-Dealers
2.21.12, InvestmentNews.com
SEC Seeks More Examiners, But SRO Idea Still Looming
