FPC in the News
Whenever possible, links to articles and other media appearances by the Financial Planning Coalition will be made available.
November
11.9.11, AdvisorOne.com
Which Side of the Profession Debate is FPA On?
11.7.11, Financial-Planning.com
CFP Board Presses Fiduciary Advocacy, Awareness Campaigns
September
9.28.11, AccountingToday.com
CFPs Mostly Satisfied with Careers
9.18.11, InvestmentNews.com
SRO Battle Intensifies; Will Independents Have a Separate Regulator?
9.17.11, AdvisorOne.com
At FPA San Diego, Organization's Leadership Addresses Goals, Advocacy, Challenges
9.16.11, AdvisorOne.com
At FPA San Diego, CFP Board Says 'Choice' Argument Against Fiduciary Satndard is 'Baloney'
9.14.11, InvestmentNews.com
FINRA Oversight of Advisers Gaining 'Mo
9.14.11, FA-Mag.com
FINRA: We Can Monitor Independent Brokers and Advisers
9.14.11, Financial-Planning.com
Financial Services Committee Debates Changes to Adviser, Broker Regulations
July
7.21.11, AdvisorOne.com
Top 4 Dodd-Frank Concerns as Law Enters Second Year
7.21.11, InvestmentNews.com
Coming this Fall: Single Fiduciary Rule, Says Schapiro
7.21.11, AdvisorOne.com
Dodd-Frank: FPA, CFP Board Say Much 'Still in Play' for Advisors
7.20.11, InvestmentNews.com
Dodd-Frank and Advisors: Where Things Stand on an SRO for Advisors
7.17.11, InvestmentNews.com
Broker-Dealer Groups Heavily Armed in Fiduciary Battle
7.13.11, Advisors4Advisors.com
7.12.11, InvestmentNews.com
Big Shift as Consumer Group Gets Behind SRO for Advisers
July issue, FA-Mag.com
7.7.11, Morningstar.com
The Future of Financial Planning Regulation
June
6.28.11, AdvisorOne.com
Some Shots in the Arm for a True Fiduciary Standard
6.28.11, LifeandHealthInsuranceNews.com
SEC Official: Fiduciary Mandate is Likely, but Harmonization Will Come Later
6.27.11, AdvisorOne.com
Financial Planning Coalition Sends Fiduciary Letter and Petition to SEC, Congress
6.27.11, AdvisorOne.com
SEC Official: Fiduciary Rule 'Likely' This Year, but Not Harmonization
6.24.11, Advisors4Advisors.com
Financial Planning Coalition Delivers 5,000 Signatures in Favor of Universal Fiduciary Standard
6.23.11, InvestmentNews.com
Insurers Out to Kill Fiduciary Standard, Planners Say
6.23.11, InvestmentExecutive.com
Planners Call on SEC to Impose Fiduciary Standard
6.23.11, Financial-Planning.com
Financial Planning Coalition Lobbies SEC to Broaden Fiduciary Standard
May
5.19.11, InvestmentNews.com
Panel Backs N.Y. Rule Forcing Disclosure of Insurance Commissions
5.16.11, AdvisorOne.com
Fiduciary Advocates: Call Out SIFMA and NAIFA
5.15.11, InvestmentNews.com
Fiduciary Advocates Make Push for New Rule
March
3.30.11, AccountingToday.com
Financial Planning Group Backs Fiduciary Standard
3.30.11, InvestmentExecutive.com
U.S. Planners Call for Fiduciary Standard of Care
3.30.11, Senior Market Advisor
Financial Planning Coaltion Voices Support for Fiduciary Standard, SEC
3.30.11, Financial-Planning.com
Financial Planning Coalition Backs Fiduciary Standard
3.29.11, FinancialAdvisorMagazine.com
Advisor Groups Urge Congress to Support Fiduciary Standard, SEC
3.29.11, InvestmentNews.com
Planners Push Back Against Push-Back of Universal Standard Date
3.29.11, AdvisorOne.com
Financial Planning Coalition Tells Congress to Support Fiduciary Duty
3.10.11, FinancialAdvisorMagazine.com
FPC to Congress: Increase SEC Funding
3.1.11, Financial-Planning.com
February
2.6.11, InvestmentNews.com
Adviser Groups Target Capitol Hill in Fiduciary Clash
2.2.11, InvestmentNews.com
Let the Lobbying Begin! Industry Groups Target Capitol Hill in Fiduciary Clash
January
1.31.11, MercedSunStar.com
Future Uncertain for Proposed Fiduciary Standard for Brokers
1.29.11, StarTribune.com
1.28.11, InsuranceNewsNet.com
S.E.C. Study on Fiduciary Standard Sets Up Fight
1.28.11, NYTimes.com
S.E.C. Staff to Brokers: Clients Should Come First
1.26.11, LifeInsuranceSelling.com
1.26.11, TulsaWorld.com
Are Financial Planners Really 'Professionals'?
1.25.11, FinancialAdvisorMagazine.com
Coalition Seeks Quick Action on Fiduciary Standard
1.24.11, National Underwriter Life & Health
SEC Fiduciary Study Pleases Some, Frustrates Others
1.24.11, RIABiz.com
1.24.11, InvestmentNews.com
Battle Lines Drawn After SEC Backs Fiduciary Standard
1.23.11, RegisteredRep.com
SEC Recommends Strict Fiduciary Standard for Broker/Dealers
1.20.11, National Underwriter
Dodd-Frank: SEC Ponders Advisor Oversight Options
1.19.11, RIABiz.com
1.19.11, OnWallStreet.com
Washington Withholds Call for Financial Planner Regulation
1.19.11, Cincinnati.com
Financial Planners Don't Need New Regulation, GAO Says
1.19.11, National Underwriter Life & Health
GAO: NAIC, SEC Should See What Consumers Know
1.19.11, MarketWatch.com
There Are No Pros in Financial Planning
1.18.11, FinancialAdvisorMagazine.com
GAO Study: Financial Planners Don't Need Additional Regulation
1.18.11, InvestmentNews.com
GAO: No Added Regulation Needed for Financial Planners
1.14.11, RIABiz.com
Advisory Factions Steel for End Game as SEC's Verdict on FINRA SRO Comes Down
1.14.11, MMExecutive.com
Coalition Wants SEC to Continue Advisor Regulation
1.14.11, FinancialAdvisorMagazine.com
SIFMA Urges SEC to Recommend More Oversight for RIAs
1.14.11, InvestmentNews.com
Advisor SRO Critics Brace for Release of SEC Study
1.13.11, InvestmentNews.com
Advisor Groups Brace for Upcoming Regulatory Studies
1.13.11, WashingtonExaminer.com
Regulate Me! Financial Planner Edition
1.13.11, OnWallStreet.com
Coalition Wants SEC to Continue Advisor Regulation